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Alternative Trading Systems
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91	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 10, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-14 09:59:32 Financial regulation Financial Industry Regulatory Authority Financial system Securities Exchange Act Financial economics U.S. Securities and Exchange Commission ACT Alternative Trading Systems United States securities law Self-regulatory organizations United States Securities and Exchange Commission
92	Microsoft Word[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-26 10:38:14 73rd United States Congress Financial economics Finance Securities Exchange Act Financial system U.S. Securities and Exchange Commission Algorithmic trading Alternative Trading Systems Financial markets United States Securities and Exchange Commission United States securities law
93	CSA Notice of Technical Corrections and Amendments to National Instrument[removed]Marketplace Operations and National Instrument[removed]Trading Rules Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:01:30 Canadian law Canadian securities regulation Securities Act Financial regulation Law Economy of the United States Securities Exchange Act Alternative Trading Systems 73rd United States Congress United States Securities and Exchange Commission United States securities law
94	Rules and Policies[removed]NI[removed], NI[removed]and OSC Rule[removed]Regulation of Marketplaces and Trading Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:05:59 United States Securities and Exchange Commission Investment Finance Stock market Financial markets Securities Exchange Act Alternative Trading Systems Security Securities Act Financial economics United States securities law 73rd United States Congress
95	The Security Traders Association of New York, Inc. Members of the Security Traders Association 39 Broadway, Suite 1840 New York, NY 10006 • ([removed] • Fax[removed]E-mail - [removed] website - www.s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-25 11:56:20 Business Regulation NMS Electronic communication network OTC Bulletin Board Alternative Trading Systems Financial Industry Regulatory Authority Security Over-the-counter Christopher Cox Stock market Financial economics Investment
96	Proposed Amendments to NI[removed]Trading Rules and Companion Policy 23-101CP Supplement to the OSC Bulletin PROPOSED AMENDMENTS TO Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:07:20 Alternative Trading Systems Securities Exchange Act Financial markets Finance Financial services
97	Table of Contents THE REGULATION OF MARKETPLACES AND TRADING Notice of National Instruments, Companion Policies and Forms The . Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:08:19 Financial system Stock market Alternative Trading Systems Security OTC Bulletin Board Securities Self-regulatory organizations Securities Exchange Act Securities market Financial economics Financial markets Investment
98	September 23, 2005 VIA EMAIL; CONFIRMATION BY OVERNIGHT MAIL ______ Mr. Jonathan G. Katz Secretary, Office of the Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-27 09:45:44 Financial economics Business OTC Bulletin Board Regulation NMS Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Alternative Trading Systems Securities regulation in the United States United States securities law United States Securities and Exchange Commission Economy of the United States
99	ORDER EXECUTION SERVICES HOLDINGS, INC. 194 Nassau Street, Suite 30, Princeton, NJ[removed]October 11, 2006 Ms. Nancy M. Morris Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-12 14:37:45 Investment United States Securities and Exchange Commission Stock market Order Regulation NMS Securities Exchange Act Alternative Trading Systems Trading room Financial economics Financial markets Finance
100	Unofficial consolidation of National Instrument[removed]and its CP as of July 1, 2012 Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 19:05:03 Investment Finance Financial markets 73rd United States Congress United States Securities and Exchange Commission Alternative Trading Systems Security Securities Act Stock Financial economics Stock market United States securities law

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